Physician engagement

Physician and Institutional Research Disclosure Reports

AstraZeneca knows that to make a meaningful difference to patient health, it is important to be open about how we conduct our business. We are committed to the highest standards of conduct in all of our operations, including how we partner with physicians and medical institutions.

We partner and collaborate with physicians and institutions in efforts to educate the healthcare community and to conduct scientific and medical research. Patients ultimately benefit when physicians are well informed and knowledgeable about our medicines. AstraZeneca reports information on payments and transfers of value to US-based physicians, medical and research institutions, hospitals, clinics and group practices for all phases of research and development. The types of payments and transfers of value reported include consulting fees, speaker fees, modest meals and travel in association with contracted services or in conjunction with a product or informational discussion, educational items, research and development, royalties, license fees, and ownership or investment interests. We include both direct payments to physicians, as well as payments made to entities related to a physician at the request of, or on behalf of, that physician. In addition, our reports include certain payments to physicians made through third-party entities, such as medical education providers, on behalf of AstraZeneca.

AstraZeneca’s reporting on this site meets the requirements of our April 2010 corporate integrity agreement with the Office of Inspector General of the US Department of Health and Human Services, and incorporates key elements of the Physician Payments Sunshine Act, which went into effect on August 1, 2013. Our disclosure is separated into three reports, located here.

  • The first report covers the period of time beginning January 1, 2011, and shows payments and transfers of value to US-based physicians and related entities from that date forward. These include consulting fees, speaker compensation, research payments, meals, travel, educational items, royalties, license fees and ownership or investment interests. Note that for the time period of January 1 through March 31, 2011, only compensation for speaker programs or requisite speaker training is included.
  • The second report covers the period of time beginning April 1, 2011, and shows research payments to US-based medical and research institutions, hospitals, clinics and group practices.
  • The third report covers the period of time beginning January 1, 2010 through December 31, 2010, and is limited to compensation to US-based physicians and related entities for speaker programs or requisite speaker training.

Only payments and transfers of value made directly or indirectly by AstraZeneca’s US business are included in the reports on this site. In addition, a payment or transfer of value to a physician of less than $10 is not included in the report except where the total amount of all payments and transfers of value to that physician during the reporting period exceeds $100.

These reports will be updated on a quarterly basis, 60 days following the quarter close. Because of delayed reconciliation for certain indirect payments involving third-party vendors, some payments and transfers of value may not be included until a later reporting cycle. In addition, we have incomplete data concerning a limited number of known payments and transfers of value (less than $50,000 per year) that prevents us from including those transactions in the report. These transactions will be included in a later cycle if additional data become available. Due to the breadth of the data and the complexity of the processes and systems required to collect it, the possibility of other omissions or errors cannot be eliminated. In the event that other discrepancies are identified, the data will be corrected in subsequent reports.

Due to differences in scope and definitions, the data included in these reports may differ from data included in reports submitted by AstraZeneca for compliance with other state and federal transparency reporting laws including the federal Physician Payments Sunshine Act (OPEN PAYMENTS).

For more information, please see our frequently asked questions section.

Frequently asked questions

Why is AstraZeneca reporting this information?

In 2008 AstraZeneca put in place the first components of a major transparency initiative to build on earlier efforts to increase public visibility into how we do business. The initiative focused on increased transparency in seven areas: public policy, compliance, clinical trials, political contributions, medical education grants, contributions to nonprofit organizations and FDA post-marketing study commitments. Later that year we announced our support for the Physician Payments Sunshine Act sponsored by US Senators Charles Grassley and Herbert Kohl.

Beginning in 2010, in anticipation of the Sunshine Act, we began disclosing speaker program fees paid to US-based physicians on our US website. That disclosure was later incorporated into the provisions of the corporate integrity agreement AstraZeneca signed with the US Department of Health and Human Services Office of Inspector General in April 2010. The agreement also expanded our physician payment transparency reporting to mirror that which was expected to be mandated by the Sunshine Act, and now requires that we report all payments and items of value provided directly or indirectly to US-licensed physicians, as well as payments to US-based medical and research institutions, hospitals, clinics and group practices for clinical and pre-clinical research.

What types of payments and transfers of value are being reported?

Direct and indirect payments and transfers of value to US-licensed physicians and US teaching hospitals, including:

  • Compensation for speaking, advisory board and consulting services
  • Meals and reimbursed expenses for travel and lodging
  • Items of value (e.g., textbooks, journal reprints) and
  • Investigator fees and study supplies

Certain items such as samples (including vouchers and coupons) and patient educational materials are excluded.

Only payments and transfers of value made directly or indirectly by AstraZeneca’s US business are included in the reports on this site. Payments and transfers of value made by certain non-US AstraZeneca entities may be included in the Sunshine (OPEN PAYMENTS) reports submitted to CMS.

Who is included in these reports?

We are reporting payments and transfers of value to US-based physicians and related entities. This includes both direct payments to physicians as well as payments made to entities related to a physician at the request of, on behalf of, or for the benefit of, that physician. The reporting will also capture certain indirect payments to physicians made through third-party entities, such as clinical research organizations.

We are also reporting payments and transfers of value to US-based medical and research institutions, hospitals, clinics and group practices for all phases of research and development. This includes both direct payments and indirect payments through a contract research organization or academic research organization.

What time period is covered by the reporting?

The Physician Disclosure report published in this site covers payments and transfers of value to US-based physicians starting January 1, 2011. The Institutional Research Payments report covers the period of time starting with the second quarter of 2011. The Speaker report covers payments to US-based physicians from January 1, 2010 through December 31, 2010.

How frequently will payment data be updated?

These reports will be updated on a quarterly basis, 60 days following the quarter close. Because of delayed reconciliation for certain indirect payments involving third-party vendors, some payments and transfers of value may not be included until a later reporting cycle.

How are physician speakers or consultants identified?

Physicians are selected to consult or speak about AstraZeneca and our medicines based on expertise in a therapeutic area, experience and qualifications. Speakers are required to complete regulatory, compliance and product training, as appropriate.

Does hiring physicians to consult or speak about AstraZeneca products increase the cost of medicines and ultimately healthcare?

No. AstraZeneca believes that patients ultimately benefit and costs are reduced when physicians are well informed and knowledgeable about our medicines and treatment options. Physicians are also indispensible partners in our efforts to bring new medicines to patients. This partnership takes many forms, including clinical trials to investigate the safety and efficacy of potential new medicines and providing us with guidance that allows us to better understand treatment challenges and unmet medical needs.

Does AstraZeneca reimburse for expenses?

Yes. AstraZeneca reimburses physicians for reasonable meal and travel expenses incurred in association with speaker, consulting or research services. These expenses are included in our reports.

How does AstraZeneca ensure the data is accurate?

The information posted is the result of our good faith efforts to capture and present information on payments and items of value accurately. Because of the breadth of the data and the complexity of the processes and systems required to collect it, the possibility of errors and omissions cannot be eliminated. AstraZeneca conducts a comprehensive review of the data included in the reports prior to posting. In the event of identified omissions or discrepancies, the data will be corrected in subsequent reports.

How does AstraZeneca report the value of meals provided to physician offices?

Meals may be provided to healthcare professionals for the purposes of engaging in discussions to share product and disease related information with physicians and their staff. AstraZeneca will submit to CMS the per person value of any meal in which a physician participates. The value of meals provided is determined by dividing the total cost of the meal by the total number of participants of the meal. Participants may include physicians, medical staff, and AstraZeneca representatives.

Are there any tax implications related to these reporting requirements?

Please consult with your tax advisor regarding any questions related to tax implications.

What are the differences between these reports and those required under the Sunshine Act (OPEN PAYMENTS)?

The Sunshine Act reporting requirements are broader than what is included in these reports and include payments and transfers of value provided to US-licensed physicians and teaching hospitals from certain AstraZeneca business entities outside of the US. The OPEN PAYMENTS reports will also be submitted on an annual basis and include detailed information on individual payments and transfers of value.

How might I find additional information about OPEN PAYMENTS?

To learn more about the National Physician Payment Transparency Program (OPEN PAYMENTS), please visit the CMS site at:

www.cms.gov/Regulations-and-Guidance/Legislation/National-Physician-Payment-Transparency-Program/

The American Medical Association also has provided information about OPEN PAYMENTS for physicians at the following sites:

http://www.ama-assn.org/go/sunshine

http://www.ama-assn.org/resources/doc/washington/sunshine-act-physician-financial-transparency-reports.pdf